June smith phd thesis professionalism and ethics in financial planning

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June smith phd thesis professionalism and ethics in financial planning in 2021

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Professional ethics

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Are there ethical issues in the financial industry?

A report on the current ethical issues in the Australian financial advisory sector and the factors that influence ethical decision making within Australian financial services organisations. Dr June Smith VI C T O R I A UN I V E R S I T Y AR G Y L E LA W Y E R S PTYLTD

Who is the author of ethics in financial planning?

This report to stakeholders has been prepared by Dr June Smith and is based on her 2010 PhD thesis entitled “Professionalism and Ethics in Financial Planning”. A full copy of the PhD thesis is available to download from the world wide web at eprints.vu.edu/15535/-cached.

What are the quantitative methods of financial planning?

The quantitative methods adopted included an analysis of consumer complaints against financial planners between 2006 and 2007 so as to determine , unethical conduct patterns. A research questionnairewas also developed for the purpose of hypothesis testing.

What is the ethical climate in financial planning?

This thesis has also enhanced knowledge of the attitudes and perceptions of financial planning participants of the ethical culture and ethical climate within Australian financial services organisations.

Last Update: Oct 2021


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